Checklist: Filing for a patent
Filing for a patent is a very exciting time for any organization or an
individual inventor. Invention results from an innovative mind and putting it
into prototype may require long hours of hard work and of course, funds and
resources to see the process through to its completion. For individual inventor,
it is a pleasure to be called as an inventor, whereas for a business
organization, there may be various reasons to file for a patent. Some of the
reasons for it could be filing for a patent may add to the number of
applications filed in a given financial year or it might be for securing
invention before it becomes publicly known or before commencing the public
relations activities / a new product launch or commercialization or often
getting application number before talking to investors especially in case of
start-ups.
Though
there are several factors which determine purpose and use of filing for a
patent, in order to actually realise benefits of filing a patent application it
is critical to analyse following prime factors:
Is invention really worth a
patent?
If invention is
not in market, often inventors feel that it is novel and there is no need to perform
patent search. Patents are a great source of technical information and it makes
lots of sense to check them to assess state of art before filing for a patent.
Patent law expects invention to be novel, inventive and industrially useful,
hence, before proceeding with filing a patent application, make sure that
invention fulfils these criteria. Though patent officers are final authorities
to decide on patentibility of the invention but still such assessment of
patentibility can certainly be done with help of a patent attorney who knows
subject matter well. Even if the search reveals that invention is not novel,
results of a patent search gives you fairly a good idea and roadmap on how much
is already done by others and how to develop your invention further.
Provisional or complete
application
Provisional
application shall be filed if invention is at
the stage of idea or if it is critical to claim earliest priority date or if funds
need to be arranged in short period of time. However, if experimental results
or prototype is ready, it is good idea to file complete application to save
cost of drafting provisional application. Often patent attorney will take
longer time to draft complete application and therefore, if date of filing is
critical, one may opt for provisional application.
“Patents are a great source of technical information and it makes lots
of sense to check them to assess state of art before filing for a patent.”
Where to file?
It is worth
noting that if inventor is resident of India, he shall either file application
first in India and wait for 6 weeks before foreign filing or take permission
from Indian Patent Office for foreign filing. If one fails to do so, he may be
punishable with imprisonment for a term which may extend to two years, or with
fine, or with both. For foreign filing of patent application, one may select
either filing PCT application or convention application. However, countries
where the patent application shall be filed shall be selected very carefully
and one shall file only in the countries where there is a market. Filing without
reason in undesired jurisdictions results in wastage of money and time.
Commercialization option
Work out on
commercialization options as soon as you file application because technology is
growing really fast and losing upon the time may not fetch desired attention in
the market. You may either opt for commercialising on your own in case you have
capacity and willingness to manufacture and sale invention or transfer your
rights to someone who has capacity to commercialise your invention. You may
transfer your rights by means of license or assignment that shall be in writing
and executed in the form of a valid deed.
Is it safe to commercialise?
I am sure most
of patent practitioner will agree with me that it is really tough to convince
and communicate to the inventors that after filing for a patent, when they
actually plan to launch the product in market, it is necessary to check if they
are not infringing third party (ies) intellectual property rights. Clearance
search, also called as freedom-to-operate search is extremely necessary to minimise
risk of infringement of third party (ies) patent rights upon product launch.
The points listed above are generic and provides
only an overview but there are several factors that govern worth and market
success of the invention and it shall be worked out on case by case basis.